This document is a summary of investor rights that Wealtheon NV (hereinafter “Wealtheon”) makes available in accordance with Article 4(3) of Regulation (EU) 2019/1156 on the cross-border distribution of investment funds. It provides you with an overview of your key rights as a client and investor. These rights are grounded in the applicable financial regulations — including the MiFID II conduct of business rules (Directive 2014/65/EU and Delegated Regulation (EU) 2017/565) and the regulations governing collective investment undertakings — as transposed into Belgian law.
Your rights at a glance
1. Wealtheon treats you in a loyal, fair and professional manner, always with your interests in mind and in accordance with the applicable legislation.
2. Our services are objective and based on thorough analysis, careful consideration and conscientious commitment.
3. Clients in comparable circumstances can expect comparable treatment.
4. Your financial interests take precedence over those of Wealtheon and its staff.
5. You are informed of potential and actual conflicts of interest, and of the measures by which Wealtheon manages or limits them.
6. The services you receive are suitable and appropriate and take into account your knowledge, experience, financial situation and investment objectives.
7. When transmitting your orders, Wealtheon applies its best selection policy and takes all adequate measures to select the executing party expected to achieve the best possible result for you.
8. You receive clear, accurate, complete and timely information, in accurate and comprehensible language and in a form that is not misleading.
9. You are kept informed periodically of the services performed on your behalf and of the status and evolution of your portfolio and your transactions.
10. Wealtheon discloses to you in advance and in a transparent manner all fees and costs charged to you.
11. Wealtheon processes and stores your personal data. How we handle it and the rights you have to protect your privacy are set out in our privacy policy: https://www.wealtheon.eu/priva....
12. If Wealtheon fails to meet its obligations, you may file a complaint both with Wealtheon itself and with the competent supervisory authority.
13. You may unilaterally terminate your agreement with Wealtheon at any time, subject to the contractual terms. Wealtheon has the same right, under the same conditions.
14. Wealtheon may decide to discontinue the arrangement made for marketing its in-house funds; you will be notified of this.
15. To access collective redress mechanisms in the event of a dispute: in Belgium via the action for collective redress (Book XVII, Title 2 of the Code of Economic Law), and at EU level via the representative actions regime (Directive (EU) 2020/1828).
Wealtheon NV
This publication (2026) is issued by Wealtheon NV, with its registered office at Waterloosesteenweg 1135, 1180 Brussels – company/VAT number BE 0423.072.032.
The content is intended for information purposes only.
This document does not constitute investment advice, nor does it constitute an offer or an invitation to buy, hold or sell shares, bonds, investment funds or other financial instruments.
No part of this publication may be reproduced or distributed, in whole or in part, without the prior written consent of Wealtheon NV. Modifications may only be made with its express consent.
This publication is not intended for distribution or use in any country or jurisdiction where this would be contrary to applicable laws or regulations, or where Wealtheon NV would thereby become subject to registration requirements.
If you have a complaint, please contact the client service of Wealtheon NV (Waterloosesteenweg 1135, 1180 Brussels) or by email at info@wealtheon.eu. If the dispute persists, you may contact the Consumer Mediation Service (www.consumentenombudsdienst.be) or to Ombudsfin, which specialises in financial disputes (North Gate II, Koning Albert II-laan 8, 1000 Brussels – www.ombudsfin.be).
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